Tag: theory

Education and the Triple Helix underneath It

We want to restate the basic instinct and intuitions of this education or re-education project.

To get at the “schema” it will help you if you digress for a second and absorb this writeup of Professor Richard Lewontin’s (Harvard biology) 2002 masterpiece, The Triple Helix: Gene, Organism and Environment.

The blurb from Harvard University Press tells us:

“One of our most brilliant evolutionary biologists, Richard Lewontin has also been a leading critic of those—scientists and non-scientists alike—who would misuse the science to which he has contributed so much. In The Triple Helix, Lewontin the scientist and Lewontin the critic come together to provide a concise, accessible account of what his work has taught him about biology and about its relevance to human affairs. In the process, he exposes some of the common and troubling misconceptions that misdirect and stall our understanding of biology and evolution.

The central message of this book is that we will never fully understand living things if we continue to think of genes, organisms, and environments as separate entities, each with its distinct role to play in the history and operation of organic processes. Here Lewontin shows that an organism is a unique consequence of both genes and environment, of both internal and external features. Rejecting the notion that genes determine the organism, which then adapts to the environment, he explains that organisms, influenced in their development by their circumstances, in turn create, modify, and choose the environment in which they live.

The Triple Helix is vintage Lewontin: brilliant, eloquent, passionate and deeply critical. But it is neither a manifesto for a radical new methodology nor a brief for a new theory. It is instead a primer on the complexity of biological processes, a reminder to all of us that living things are never as simple as they may seem.”

Borrow from Lewontin the idea of a “triple helix” and apply it to the ultimate wide-angle view of this process of understanding. The educational triple helix includes and always tries to coordinate:

  1. The student and their life (i.e., every student is first of all a person who is playing the role of a student). Every person is born, lives, and dies.
  2. The student and their field are related to the rest of the campus. (William James: all knowledge is relational.)
  3. The student and the world. (Container ships from Kaohsiung, Taiwan are bringing Lenovo and Acer computers to Bakersfield, California in a world of techno-commerce, exchange rates, insurance, customs, contractual arrangements, etc. In other words, always with some sense of the global political economy.)

The student keeps the triple helix “running” in the back of the mind and tries to create a “notebook of composite sketches” of the world and its workings and oneself and this develops through a life as a kind of portable “homemade” university which stays alive and current and vibrant long after one has forgotten the mean value theorem and the names and sequence for the six wives of Henry VIII).

The reader should think of Emerson’s point from his Journals of Ralph Waldo Emerson: 1824–1832—“The things taught in schools and colleges are not an education, but the means to an education.”

Education and Circular Causation: Everything Causes Everything Else

The student will have seen in these educational essays the notion of “Husserl’s rhomboid”:

The great philosopher, Edmund Husserl, who died in 1938, would bring a matchbox to class and show his students they see parts and some surface area of the matchbox (a kind of rhomboid, hence the name “Husserl’s rhomboid”) but never all of it at the same time. Students can walk around the matchbox and see facets. They can twirl the matchbox but whatever they do, the students cannot “espy” or glimpse all of it except in their imaginations, once they have been exposed to all of it, side by side, facet by facet.

Gunnar Myrdal, the Swedish economist who won the Nobel Prize in 1974, has something a bit analogous when he speaks of “circular cumulative causation”:

Circular cumulative causation is a theory developed by Swedish economist Gunnar Myrdal in 1956. It is a multi-causal approach where the core variables and their linkages are delineated. The idea behind it is that a change in one form of an institution will lead to successive changes in other institutions. These changes are circular in that they continue in a cycle, many times in a negative way, in which there is no end, and cumulative in that they persist in each round. The change does not occur all at once, which would lead to chaos, rather the changes occur gradually.

Gunnar Myrdal developed the concept from Knut Wicksell and developed it with Nicholas Kaldor when they worked together at the United Nations Economic Commission for Europe.

In the characteristics relevant to an economy’s development process, Myrdal mentioned the availability of natural resources, the historical traditions of production activity, national cohesion, religions and ideologies, and economic, social and political leadership.

He writes:

“The notion of stable equilibrium is normally a false analogy to choose when constructing a theory to explain the changes in a social system.

What is wrong with the stable equilibrium assumption as applied to social reality is the very idea that a social process follows a direction—though it might move towards it in a circuitous way—towards a position which in some sense or other can be described as a state of equilibrium between forces. Behind this idea is another and still more basic assumption, namely that a change will regularly call forth a reaction in the system in the form of changes which on the whole go in the opposite direction to the first change. The idea I want to expound in this book is that, on the contrary, in the normal case there is no such a tendency towards automatic self-stabilisation in the social system. The system is by itself not moving towards any sort of balance between forces, but is constantly on the move away from such a situation. In the normal case a change does not call forth countervailing changes but, instead, supporting changes, which move the system in the same direction as the first change but much further. Because of such circular causation as a social process tends to become cumulative and often gather speed at an accelerating rate…”

(Gunnar Myrdal, Economic Theory and Underdeveloped Regions, Gerald Duckworth, 1957, pp. 12–13)

Myrdal developed further the circular cumulative causation concept and stated that it makes different assumptions from that of stable equilibrium on what can be considered the most important forces guiding the evolution of social processes. These forces characterize the dynamics of these processes in two diverse ways.

These essays that you are reading here are examples encouraging students to put causes in a kind of circle: history exists because economics exists because psychology exists because society exists because history exists. Everything is causing everything else. There isn’t a simple “linear parade.”

By way of contrast, in a person’s private life, he/she went to the dentist before buying the batteries and after having lunch. There’s a timeline of events.

In history, there are such linear timelines also: John Kennedy was assassinated before Donald Trump became president. You had breakfast before dinner. You slept before you got up in the morning.

However, processes (industrialism, migration, urbanization, inflation, etc.) are not analyzable as events like meals and one-time occurrences but are more like getting old or learning a language.

Multi-causal interpretations and circular causes get the student out of simple, “this happened and that happened” in favor of “this and that caused each other, going both ways and interacting with other pressures too.” Everything is causing and altering everything else in all directions.

Education and Pre-Understanding

To embark on an education in any field, physics, say, is enervating because the student (in high school) say, enters a strange ocean with “zillions” of names and laws, units of measurement (amps, ohms, coulombs, faradays, etc.) which are very intricate and confusing.

A student does start swimming in this ocean via school “coercion” (i.e., how one will be punished for “failing.”)

There’s a much deeper and useful and practical way to create a pathway into fields: looking for a pre-understanding of what the field is like by taking one particular question or “head-scratcher” and start to delve into it, welcoming any initial sense of not-being-sure, as part of the fun of it, the enchantment.

Consider this article from 2001 in Scientific American:

“Can somebody finally settle this question: Does water flowing down a drain spin in different directions depending on which hemisphere you’re in? And if so, why?” [Archived PDF]

If you start to worry about the water swirling down your kitchen sink or bathtub, you are inevitably faced with the puzzling discussions of something called Coriolis forces, named after the French scientist of this name:

“In physics, the Coriolis force is an inertial or fictitious force that acts on objects that are in motion within a frame of reference that rotates with respect to an inertial frame. In a reference frame with clockwise rotation, the force acts to the left of the motion of the object. In one with anticlockwise (or counterclockwise) rotation, the force acts to the right. Deflection of an object due to the Coriolis force is called the Coriolis effect. Though recognized previously by others, the mathematical expression for the Coriolis force appeared in an 1835 paper by French scientist Gaspard-Gustave de Coriolis, in connection with the theory of water wheels. Early in the 20th century, the term Coriolis force began to be used in connection with meteorology.”

The Coriolis force is called a pseudo-force or fictitious force which is already quite puzzling. It seems to push an ant walking across a 78 RPM record in motion on the turntable in unexpected ways and affects the swirling motions of storm phenomena (hurricanes, cyclones, etc.).

The student would immediately sense that at the heart of physics—using this Coriolis force as an indicator—there’s an unbelievable intricacy—but also the sense that these explanations (i.e., forces versus pseudo-forces) that are not entirely convincing and might well be overturned or re-done by someone with a deeper grasp of the problem, in the future. There’s an “ad hoc-ness” (i.e., the explanations and units and theories and proofs seem somehow “circular” or “tautological” in a way that eludes us, as we wait for a clearer theory).

A person walking across a moving merry-go-round or carousel and the complexity of the pushes and pulls experiences “shoves” that are unfamiliar and the water going down the drain in the bathtub awaits a better theory. There is a subfield called “turbulent flow” and that would need to be brought into it. Weather phenomena like tsunamis, cyclones, etc. are turbulences that are complex and our theories are both unbelievably intricate but perhaps subject to revision.

All of this might be an enchanting “gateway” into physics and would give the student a pre-understanding of physics’s “style of thinking and explaining.” In other words, to “parachute” into a field you need the parachute of some particular puzzling example which you use as a “private gateway” into the way people in that field think and act.

Just to go through the years of high school and college in an endless and mindless “slog” with the “failure gun” of coercion pointed at you, is a tremendously soul-destroying way to educate oneself. You have to “go underground” and find your own pre-understanding and its twin brother or clone, enchantment.

Science and Its Discontents: The Case of Natsume Sōseki (夏目 漱石) in Japan

Natsume Sōseki (夏目 漱石) is and was the most prestigious and respected novelist in modern Japan and every student has to engage with such novels of his as Botchan (坊っちゃん, “Young Master”) and Kokoro (こゝろ, or in post-war orthography こころ, “Heart”). Sōseki died in 1916.

Sōseki’s feeling that the modern world is some kind of runaway train with no brakes is expressed clearly in his 1913 novel, Kōjin (行人 , “The Wayfarer”).

One of Sōseki’s dialogues in the novel is about the current science and technology world, which was quite visible already then, and has a very nerve-racking or frightening tempo of a turbulent tsunami.

One character says:

“Now what you call insecurity is the insecurity of the entire human race, and it isn’t peculiar to you alone. Constant motion and flow is our very fate.

“Man’s insecurity stems from the advance of science. Never once has science, which never ceases to move forward, allowed us to pause. From walking to ricksha, from ricksha to carriage, from carriage to train, from train to automobile, from there on to the dirigible, further on to the airplane, and further on and on, no matter how far we may go, it won’t let us take a breath. How far it will sweep us along, nobody knows for sure. It is really frightening.”

Yes, it is frightening, indeed, I agreed.

“It is frightening because the fate that the whole of humanity will reach in several centuries, I must go through—in my own lifetime—and at that all alone. That’s why it is frightening. In short, I gather within myself the whole insecurity of the human race, and distill that insecurity down into every moment, that is the fright that I am experiencing.”

(Natsume Sōseki, Kōjin [行人], Charles E. Tuttle Company, 1991, 9th printing, page 285)

Comment: There’s no need to dismiss these feelings as Luddite. They represent a reaction to the vertiginous or dizzying pace of the modern techno-protean change machine with no pause button.

Notice that Sōseki’s life (1867-1916) is basically congruent with Globalization I (i.e., the period of 1870-1913) discussed in the previous essay on Arthur Lewis’s classic Growth and Fluctuations, 1870-1913.

Sōseki has been, like his spokesmen in the citation above, swept up into a change-storm which led to a globalization backlash from 1914-1945, the era of deglobalization. WWI is the beginning bookend of all this.

Notice that the micro world of feelings and moods in the novel are resonant with the macro world though people at a certain time, such as the Sōseki protagonists, are not rigorous or prophetic theoreticians but rather groping in the dark.

Interesting Intuition from Marx

There’s an intriguing and puzzling quote from Marx which is very informative in a completely unexpected way, when Marx says:

“Life is not determined by consciousness, but consciousness by life.”
(The German Ideology, International Publishers, 1970, page 47)

This seems to fit Marx’s obsession with practical circumstances as the “driver” and ideas and subjective states of mind as secondary or even derivative. For Marx, culture and consciousness are “epiphenomena” like the foam on a wave.

In a different way, modern philosophers have their own versions of this:

  1. For Wittgenstein, “forms of life” come first before all else.
  2. For Husserl, “the life-world” comes before theory.
  3. For Heidegger, “being-in-the-world” comes before theory.

Marx’s reduction of everything to material circumstances as primary causes of everything would seem to these other philosophers as a kind of extremist monomania on Marx’s part, as when he says:

We do not set out from what men say, imagine, conceive, nor from men as narrated, thought of, imagined, conceived, in order to arrive at men in the flesh. We set out from real, active men, and on the basis of their real life-process we demonstrate the development of the ideological reflexes and echoes of this life-process. Their material life-process dominates.

The phantoms formed in the human brain are also, necessarily, sublimates of their material life-process which is empirically verifiable and bound to material premises. Morality, religion, metaphysics, all the rest of ideology and their corresponding forms of consciousness, thus no longer retain the semblance of independence.

Karl Marx with Friedrich Engels, The German Ideology, page 47

This idea from Marx is both suggestive and obsessive and maniacal at the same time, what the French call an “idée fixe” or fixation.

It is more accurate to say perhaps that life and consciousness are a “double helix.”

Essay 100: “The View From Nowhere” Problem

The phrase “view from nowhere” comes from the title of a 1986 classic philosophy book by Professor Thomas Nagel. It tries to wrestle with the paradox that the human ability to take a “detached view” (abstract theory, say) is potentially misleading since the person behind the detachment is a real person embodied and somewhere.

A theoretician like Richard Feynman (the great physicist) has a nervous system, a brain, a body and uses his hand to write equations on the blackboard. One is trained to focus on the equations since that’s the physics. The person, the physicist is a detail, a distraction, an irrelevance. However this can’t be true since the physicist—Richard Feynman in this example—represents a human way of looking at things, at a time and place, no matter how heterodox or offbeat the view.

The human “style” of “being-in-the-world” comes into the equations and to the very idea of equating.

Human beings have the unique ability to view the world in a detached way: We can think about the world in terms that transcend our own experience or interest, and consider the world from a vantage point that is, in Nagel’s words, “nowhere in particular.” At the same time, each of us is a particular person in a particular place, each with his own “personal” view of the world, a view that we can recognize as just one aspect of the whole. How do we reconcile these two standpoints—intellectually, morally, and practically?

To what extent are they irreconcilable and to what extent can they be integrated? Thomas Nagel’s ambitious and lively book tackles this fundamental issue, arguing that our divided nature is the root of a whole range of philosophical problems, touching, as it does, every aspect of human life. He deals with its manifestations in such fields of philosophy as: the mind-body problem, personal identity, knowledge and skepticism, thought and reality, free will, ethics, the relation between moral and other values, the meaning of life, and death.

Excessive objectification has been a malady of recent analytic philosophy, claims Nagel, it has led to implausible forms of reductionism in the philosophy of mind and elsewhere.

The solution is not to inhibit the objectifying impulse, but to insist that it learn to live alongside the internal perspectives that cannot be either discarded or objectified. Reconciliation between the two standpoints, in the end, is not always possible.

Table of Contents for The View from Nowhere book:

I. Introduction
II. Mind
III. Mind and Body
IV. The Objective Self
V. Knowledge
VI. Thought and Reality
VII. Freedom
VIII. Value
IX. Ethics
X. Living Right and Living Well
XI. Birth, Death, and the Meaning of Life